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NAB avoids court, signs undertaking to resolve AUSTRAC compliance probe
National Australia Bank has avoided enforcement action and entered into an undertaking with AUSTRAC to settle an investigation into compliance with anti-money laundering and counter-terrorism financing laws.
Mayfair’s James Mawhinney loses challenge to re-examination
The former director of Mayfair’s failed IPO Wealth Holdings, James Mawhinney, has lost his challenge to a judge’s decision allowing liquidators to examine him for an eighth day about the transfer of “considerable assets and funds” from the fund to other entities he controlled.
ASIC loses waiver argument over privileged docs in case against REST
A judge has panned ASIC’s bid to discover a wide range of privileged communications between super fund REST and various legal advisers, finding the regulator used a “very wide net” to catch nothing at all.
ASIC fines Maritime Super for misleading super members over fees
Industry fund Maritime Super has been fined $26,640 by the corporate regulator for allegedly misleading members about the impact of its partnership with superannuation fund Hostplus.
KPMG settles with principal allegedly subjected to ‘aggressive, belittling’ emails
Accounting giant KPMG has resolved a lawsuit brought by a principal director who alleged he was told to "change and adjust" to "belittling" attacks by a partner on the debt advisory team.
Judge signs off on 40% cut for law firm in Arrium class action
A judge has approved a 40 per cent group costs order for the law firm that's running a class action against KPMG and former directors of collapsed mining company Arrium, the highest approved since the state began allowing lawyers to earn a cut of class action awards.
Westpac slugged with $113M in penalties in six ASIC cases
A judge on Friday slugged Westpac with a $40 million penalty for charging advice fees to over 11,800 dead customers in the last of six cases brought by the corporate regulator, taking the total to be paid by the bank to $113 million.
‘Pretty unsatisfactory’: Judge sceptical of Colonial plan to stick ATO with settlement distribution
A judge has expressed doubts over Colonial First State’s plan to pass on part of its duties to the ATO in distributing a $56.3 million settlement secured by customers in a Maurice Blackburn-led class action.
Macquarie plays blame game with car dealers in flex commissions class action
Macquarie Leasing has hit back at a class action over alleged unfair flex commission arrangements with car dealers, saying dealers were not required to propose high interest rates as part of the scheme and that customers were not forced to accept them.
Deloitte strikes back in Noumi class action over $590M write-down
Deloitte and Noumi, formerly known as Freedom Foods, have pointed the finger at one another in a consolidated shareholder class action, with the accounting giant saying the food company made misleading representations in its financial reports and should be on the hook for its costs in defending the lawsuit.