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‘Bad publicity’ no reason to stay ASIC ban of ex-NAB adviser, tribunal says
Financial Services 2020-01-29 4:27 pm By Miklos Bolza

A former Adelaide financial advisor that worked for a subsidiary of National Australia Bank has lost his bid for a temporary stay of a five-year ban for allegedly recommending that clients invest in failed fintech start-up Bux Global, after arguing the bad publicity could negatively affect the impending sale of his business.

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ISignthis may face shareholder class action over profit downgrade
Class Actions 2020-01-29 1:10 pm By Cat Fredenburgh

Melbourne-based fintech ISignthis and its directors are facing a possible shareholder class action over a December profit downgrade.

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Thiel partner in Gawker takedown seeks $2M in new lawsuit
Financial Services 2020-01-28 10:21 pm By Cat Fredenburgh

An Australian law graduate and businessman who convinced tech billionaire Peter Thiel to fund a defamation lawsuit that ultimately bankrupted famed US gossip blog Gawker has filed a lawsuit seeking $2 million from a former business partner.

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Sydney financial advisor hit with $14.5M class action by Chinese investors
Class Actions 2020-01-28 4:11 pm By Miklos Bolza

A Sydney-based financial advisory firm has been hit with a class action by a group of Chinese investors over a property investment and visa scheme that allegedly saw group members lose $14.5 million in funds.

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ASIC takes further action against company that ran ‘defective’ Sterling property investment scheme
Financial Services 2020-01-24 1:55 pm By Cat Fredenburgh

The Australian Securities and Investments Commission has suspended the Australian Financial Services licence of a Sydney-based financial services provider that ran a property investment scheme targeting retirees, which the regulator has accused of issuing ‘defective’ product disclosure statements.

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Royal commission class actions keep rolling in, one year after Hayne report
Financial Services 2020-01-23 7:13 pm By Cat Fredenburgh

A year after Commissioner Kenneth Hayne released his scathing report, companies in the financial services sector are still facing fresh class actions over conduct aired at the banking royal commission, and the pace has even picked up in recent months.

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Commonwealth Bank’s Colonial First State hit with fourth class action
Financial Services 2020-01-22 9:32 pm By Christine Caulfield

Commonwealth Bank’s wealth management unit Colonial First State Investments faces a new class action on behalf of hundreds of thousands of customers who were allegedly charged excesssive premiums on insurance policies.

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NAB units face class action over ‘regrettable mismanagement’ of super accounts
Class Actions 2020-01-22 1:00 pm By Miklos Bolza

Two National Australia Bank units have been hit with a class action alleging they violated their duties as superannuation trustees by allegedly failing to transfer members to funds with lower fees.

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Employees should be entitled to damages for missed super payments, Maurice Blackburn says
ASIC 2020-01-17 6:59 pm By Miklos Bolza

A new superannuation bill working its way through the Federal Parliament should include a right of action for employees to seek damages against businesses that fail to make super payments, according to a Maurice Blackburn partner.

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RMBL to pay $3M to settle class action
Class Actions 2020-01-14 12:29 pm By Cat Fredenburgh

Mortgage lending and investment company RMBL has agreed to pay $3 million to settle a class action alleging it charged excessive fees on loans and made misleading representations under its contributory mortgage fund scheme.

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