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HSBC may face new claim in ASIC case alleging lax scam prevention
Financial Services 2025-02-07 3:15 pm By Cat Fredenburgh

British banking giant HSBC could face a new claim in ASIC proceedings alleging it failed to adequately protect customers from scams, a court has heard.

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Defunct Westpac unit RAMS settles trade mark dispute with fund manager
Intellectual Property 2025-02-06 11:54 pm By Julia Kanapathippillai

Defunct Westpac mortgage broker RAMS has reached a settlement in a trade mark stoush with fund manager Real Asset Management.

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Mastercard won’t be ready for March trial in ACCC case, court hears
Competition & Consumer Protection 2025-01-29 11:02 pm By Andy Sidler

Mastercard is staring down costs orders after telling a court it will seek to vacate an upcoming trial date in its fight with the competition regulator after technical difficulties slowed the discovery process. 

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Non-bank lender Firstmac hit with $8M penalty for DDO breaches
Financial Services 2025-01-24 10:23 pm By Andy Sidler

The Federal Court has slapped non-bank lender Firstmac with an $8 million penalty, the second doled out in ASIC proceedings for violations of the new design and distribution obligations.

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‘No flight risk’: ASIC can’t get travel ban on fund manager in probe over $35M
ASIC 2025-01-24 11:04 pm By Andy Sidler

Rejecting an urgent travel ban bid by the corporate cop, a court has cleared Melbourne businessman Rashid Alshakshir to fly to Indonesia, saying the evidence did not show he was a flight risk.

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Judge rejects ‘hopeless’ appeal over Latitude Financial data breach
Privacy & Cybersecurity 2025-01-17 10:13 pm By Sam Matthews

A self-represented customer of Latitude Financial has lost his bid to challenge a decision throwing out his data breach lawsuit against the non-bank lender after he defaulted on court orders.

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Sacked ANZ trader largely loses bid to amend case after 11 iterations
Employment 2025-01-17 11:39 pm By Cindy Cameronne

A former ANZ trader who was allegedly axed after complaining about manipulation of the bank bill swap rate has largely lost his application to amend his case.

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‘What’s done is done’: Judge defers penalty hearing in Harvey Norman case
Competition & Consumer Protection 2025-01-17 3:04 pm By Sam Matthews

A judge has deferred the question of what penalties Harvey Norman and Latitude Finance should face in a case by ASIC until their appeals are heard, noting the “regrettable” fragmentation of the case. 

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Bank of Queensland sanctioned for charging fees to dead customers
Financial Services 2025-01-17 2:57 pm By Julia Kanapathippillai

The Bank of Queensland has been sanctioned by the banking watchdog after an investigation found it charged fees to the accounts of dead customers.

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Dentons financial services partner jumps to Gilbert + Tobin
Business of Law 2025-01-14 11:03 pm By Julia Kanapathippillai

Gilbert + Tobin has snagged a Sydney-based Dentons partner to bolster its financial services regulatory group.

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