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ASIC takes Westpac to court for financial adviser’s bad behaviour
Financial Services 2018-06-15 3:24 pm By Christine Caulfield

The corporate regulator has launched legal action against Westpac Banking Corp. over a former financial planner’s poor advice that resulted in multimillion dollar losses to customers.

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Judge won’t halt Quinn Emanuel AMP class action over venue fight
Class Actions 2018-06-15 2:56 pm By Miklos Bolza

A NSW Supreme Court judge refused Friday to pause one of five class actions against AMP despite an impending battle over where the cases should be heard.

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S&P, ANZ reach deal in class actions over toxic CDOs
Class Actions 2018-06-13 3:45 pm By Miklos Bolza

S&P Global Ratings and ANZ Banking Group have agreed to settle seven class actions over toxic financial products given healthy credit ratings ahead of the global financial crisis.

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Cooperating cos. could avoid prosecution under new leniency scheme
Financial Services 2018-06-11 9:14 pm By Miklos Bolza

The government has released a draft code of practice for a new deferred prosecution scheme under which corporations could avoid charges in exchange for self-reporting serious corporate crimes.

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Judge tells AMP to warn state court of class action venue fight
Class Actions 2018-06-08 11:35 pm By Christine Caulfield

A federal judge on Friday set an August date to hear AMP’s arguments for why competing class actions should be moved to the NSW Supreme Court, but ordered the company to alert the state court to the brewing jurisdictional battle.  

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Ex-Macquarie Bank advisers sue for $2.6M in wages
Financial Services 2018-06-08 9:19 pm By Cat Fredenburgh

Fifteen former long-time financial advisers of Macquarie Bank have sued the bank, alleging they’re owed $2.6 million in wages after the bank paid them solely in commissions when they were entitled to a regular wage.

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Funder can’t stop Banksia class member from appealing $64M settlement
Class Actions 2018-06-08 12:15 am By Christine Caulfield

The litigation funder underwriting a class action over the collapse of Banksia Securities lost its bid Thursday to block a group member from challenging a $64 million settlement in the case.

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AMP has fight on hands over bid to move class actions
Class Actions 2018-06-07 10:14 pm By Christine Caulfield

AMP will begin its push on Friday to move competing Federal Court class actions to the NSW Supreme Court, but the company will face fierce opposition.

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NAB adviser who impersonated clients banned by ASIC
Financial Services 2018-06-07 10:03 pm By Cat Fredenburgh

ASIC has permanently banned a former NAB adviser from providing financial services after an investigation found he impersonated clients in order to get access to client funds that he transferred into sham bank accounts.

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Elite legal teams to defend ANZ criminal cartel case
Competition & Consumer Protection 2018-06-07 5:37 pm By Cat Fredenburgh

As the ACCC’s criminal cartel case against ANZ, Citigroup and Deutsche Bank gets underway, the regulator will face off against a formidable team of lawyers with extensive experience in defending competition matters.

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