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NAB adviser who impersonated clients banned by ASIC
Financial Services 2018-06-07 10:03 pm By Cat Fredenburgh

ASIC has permanently banned a former NAB adviser from providing financial services after an investigation found he impersonated clients in order to get access to client funds that he transferred into sham bank accounts.

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Elite legal teams to defend ANZ criminal cartel case
Competition & Consumer Protection 2018-06-07 5:37 pm By Cat Fredenburgh

As the ACCC’s criminal cartel case against ANZ, Citigroup and Deutsche Bank gets underway, the regulator will face off against a formidable team of lawyers with extensive experience in defending competition matters.

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Online lender Prospa delays float to deal with ASIC queries
Financial Services 2018-06-06 2:26 pm By Christine Caulfield

Online small business lender Prospa postponed Wednesday’s expected float for 48 hours to “clarify” questions by the corporate regulator over its small business loans. 

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Ex-Citi, Deutsche CEOs among 6 charged over alleged ANZ cartel
White Collar 2018-06-05 6:07 pm By Christine Caulfield

High-ranking bank officials, including the former CEOs of Citigroup and Deutsche Bank in Australia, are among the executives charged over a cartel involving a $2.5 billion ANZ institutional share placement.

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ANZ, Deutsche Bank, Citigroup face criminal cartel charges
White Collar 2018-06-01 9:57 am By Christine Caulfield

ANZ, Deustche Bank and Citigroup will be hit with criminal charges over an alleged cartel involving the institutional equity placement of ANZ shares that raised $2.5 billion in capital.

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Protracted ACCC review dooms MYOB, Reckon deal
Competition & Consumer Protection 2018-05-31 1:10 pm By Cat Fredenburgh

MYOB has decided to drop its bid to acquire Reckon’s accounting unit due to the ACCC’s extended regulatory review of the tie-up.

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Funder gets $30M in landmark class action creating common fund
Class Actions 2018-05-30 11:56 am By Christine Caulfield

The litigation funder behind the Federal Court’s precedential ruling that established the first common fund order in an Australian class action has secured a $30.75 million payout in the case.

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Westpac class action funder wants $77M ‘windfall’, bank says
Class Actions 2018-05-29 9:49 pm By Miklos Bolza

If Shine Lawyer’s upper damage estimate of $259 million is correct, the funder backing the Westpac life insurance class action would be entitled to a “windfall” of $77 million, the bank told the Federal Court Tuesday.

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Judge slams class action settlement as “worst” he’s ever seen
Class Actions 2018-05-25 4:06 pm By Miklos Bolza

A Federal Court judge on Friday reluctantly approved a $12 million settlement in the long-running class action against Bank of Queensland, saying it left almost nothing for those affected by the notorious Sherwin Ponzi scheme.

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AMP appoints new GC to replace ousted Brian Salter
Financial Services 2018-05-24 10:35 pm By Christine Caulfield

AMP’s group company secretary David Cullen has been appointed top in-house lawyer, replacing Brian Salter, who was sacked for his role in the fees-for-no-service scandal.

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