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Law firm behind ANZ, Westpac flex commission cases to try again for contingency fees
Class Actions 2022-06-23 9:18 pm By Sam Matthews

The law firm that lost the first ever application for a group costs order in class actions against ANZ and Westpac has indicated it will revive its bid, tweaking a retainer agreement with group members in hopes of winning the court’s approval this time.

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Macquarie not to blame for $2.9M theft by adviser, court told
Financial Services 2022-06-23 9:02 pm By Sam Matthews

Macquarie Bank has denied liability for a financial adviser’s theft of $2.9 million in customer funds, which the Australian Securities and Investments Commission alleged was caused by the bank’s failure to monitor third-party withdrawals.

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Fintech denies discriminating against ex-GC, says redundancy was genuine
Employment 2022-06-22 3:01 pm By Cindy Cameronne

The former general counsel of UK-based transit payment provider Littlepay was dismissed because her legal support was “problematic”, the fintech claims in response to allegations she faced bullying and discrimination upon returning to work after giving birth.

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Legal services board suspends law licence of wealth guru Grubisa
Legal Ethics 2022-06-22 3:54 pm By Sam Matthews

The Victorian Legal Services Board and Commissioner has suspended wealth guru Dominique Grubisa’s law licence, saying she is “not entitled to engage in legal practice anywhere in Australia” and could face further regulatory action.

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Investment firm WAM Active sued by largest shareholder Keybridge
Corporate 2022-06-21 4:17 pm By Christine Caulfield

Keybridge Capital has sued WAM Active seeking declarations that a meeting of shareholders in the Wilson Asset Management subsidiary was validly held and a resolution appointing Keybridge’s Nicholas Bolton to its board was passed and effective.

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Squirrel Super must pay $55,000 for brochure that inflated real estate returns
Financial Services 2022-06-20 3:03 pm By Christine Caulfield

Despite previously remarking that the penalty was “a bit light on”, a judge has ordered Squirrel Superannuation to pay $55,000 for false and misleading marketing linked to property investment for investors with self-managed superannuation funds.

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Salter Bros scores win in suit against former Hendry Group CEO
Corporate 2022-06-17 3:32 pm By Sam Matthews

Salter Brothers has won its lawsuit against former Hendry Group CEO Emma Hendry alleging the firm was misled into investing millions of dollars into the investment firm in 2019.

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Avanteos hit with $1.7M penalty in landmark criminal case over dead member fees
Financial Services 2022-06-15 9:52 pm By Christine Caulfield

Former Commonwealth Bank subsidiary Avanteos Investments has been slugged with a $1.7 million penalty after pleading guilty to charges it failed to update disclosure statements on products that continued to deduct adviser fees from accounts of dead superannuation members.

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ASIC wins contested extension in Mayfair, Mawhinney appeals
Appeals 2022-06-14 9:23 pm By Sam Matthews

A judge has granted ASIC a hotly contested extension of time in appeals brought by  Mayfair Group and founder James Mawhinney after a judge slapped the investment group with a $30 million penalty.

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Law firm seeks 30% cut in EML shareholder class action
Class Actions 2022-06-14 2:24 pm By Cat Fredenburgh

The law firm that’s running a shareholder class action against payment processing company EML will seek a group costs order for a 30 per cent cut of the suit’s proceeds.

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