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Mineralogy is seeking declarations that its 2014 financial statements were true and fair in a court case ASIC has called a "collateral attack" on criminal proceedings brought against Clive Palmer over $12 million spent on his political aspirations.
National Australia Bank has urged a court to impose a $15 million penalty for its five-year failure to adequately disclose its adviser fees, and has argued ASIC's push for a steeper penalty goes too far.
The Australian Securities and Investments Commission's new chair Joseph Longo has defended his team's work in reviewing the Nuix prospectus before the embattled tech company's $2.9 billion float late last year.
Labor Senator Deborah O'Neill has taken a swing at ASIC commissioner and former Macquarie general counsel Cathie Armour for failing to act on concerns raised prior to the $2.9 billion IPO of embattled technology company Nuix, which led to a $580 million payday for shareholder Macquarie.
Industry super funds AustralianSuper and IFM Investors - the consortium behind the interest rate swap at the centre of the corporate watchdog's insider trading case against Westpac -- have asked a judge to shield commercially sensitive information from the public as the high-profile action unfolds.
A tribunal has rejected a bid for review of ASIC's decision to permanently ban an RI Advice financial planner who was accused of double charging his clients.
Investors who entrusted their retirement savings to deceased fraudster Melissa Caddick may launch a class action against the auditors that signed off on financial statements for the funds.
Combatting "opportunistic" class actions is one of the main drivers behind proposed legislation to reform Australia's continuous disclosure laws, but the federal treasury department has brushed off a Senate committee's request for a list of cases apparently deserving of the derogatory tag.
Westpac has shot back at a lawsuit brought by ASIC over the selling of alleged poor value insurance products, with the bank saying its customers had agreed to take out the "optional" coverage.
Defence shipbuilder Austal has been hit with regulatory action over market disclosures linked to cost overruns with the company's $3.5 billion US Navy warship program.