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Ahead of a first case management hearing this month, superannuation fund trustee Equity Trustees has hit back at ASIC’s action over member's investment in the now defunct Shield fund, saying the regulator failed to warn it.
A former director of two marketing companies linked to the failed Shield and First Guardian funds can leave Australia for 12 days, despite ASIC’s concerns he is a flight risk.
Retail energy supplier AGN has defended its series of 'Love Gas' ads against enforcement action by the consumer regulator, saying it had reasonable grounds for promising the product was "becoming renewable".
Ex-Keystone director Paul Chiodo is fighting a bid to subpoena his personal bank statements, arguing receivers are fishing for potential claims against him as they look to claw back $480 million in investor funds.
In its latest move over the $1 billion collapse of investment funds linked to Keystone and Falcon Capital, the corporate regulator has banned another MWL Financial adviser who touted Keystone's Shield Master Fund.
Fashion retailer City Beach is challenging a $14 million penalty secured by the ACCC in the consumer regulator's first enforcement action for breaches of button battery safety standards.
Fixed income specialist FIIG Securities has been ordered to pay $2.5 million for cybersecurity failures which led to a cyberattack that exposed the data of 18,000 clients, the first penalty of its kind secured by ASIC.
The eSafety Commissioner has informed Roblox that it will test compliance commitments the online gaming company made last year, amid ongoing concerns about child exploitation on the platform.
The Fair Work Commission has found an indoor obstacle course employee who was sacked after being unable to provide her employer proof of her grandmother's death was unfairly dismissed.
A tribunal has halved an eight-year ban imposed on a former manager of over-the-counter derivatives provider Trade360, accepting that he did not have actual knowledge of the company's contraventions.