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ASIC strips embattled accountant Vanda Gould of financial services licence
Financial Services 2021-10-12 6:11 pm By Bianca Hrovat

The Australian Securities and Investments Commission has cancelled the licence of embattled former accountant Vanda Gould.

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ANZ wins access to JPMorgan settlement chats in cartel case
Competition & Consumer Protection 2021-10-11 2:49 pm By Miklos Bolza

A judge overseeing a cartel case over a $2.5 billion ANZ share placement has granted ANZ’s bid for unredacted documents which the bank says will support its claims that the case should be permanently stayed because of improper dealings between whistleblower JPMorgan, ASIC and the ACCC.

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FWO alleges Commonwealth Bank ‘knowingly’ underpaid staff $16.4M
Employment 2021-10-11 4:09 pm By Miklos Bolza

The Fair Work Ombudsman has taken the Commonwealth Bank of Australia and CommSec to court for allegedly knowingly underpaying almost 7,500 employees over $16.4 million through the use of individual agreements.

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ASIC takes superannuation trustee Diversa to court
Financial Services 2021-10-11 4:14 pm By Bianca Hrovat

The Australian Securities and Investments Commission has launched court proceedings against superannuation trustee Diversa for allegedly failing to take appropriate action in response to a financial advisor who was under investigation.

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Woolworths to pay further $50M to staff as underpayments class action settles
Class Actions 2021-10-08 1:00 pm By Miklos Bolza

Supermarket giant Woolworths will pay an additional $50 million to current and former salaried team members and has provisionally settled an underpayments class action against it.

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IOOF unit loses bid to strike out ASIC’s cybersecurity case
Privacy & Cybersecurity 2021-10-07 1:26 pm By Cindy Cameronne

IOOF unit RI Advice has lost its bid to strike out ASICā€™s novel case claiming it failed to protect its clients against cybersecurity risks, but a judge has chastised the regulator for causing ā€œneedless confusionā€ and ā€œwasted timeā€.

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ACCC investigates Qube’s ‘worrying’ $90M acquisition of bulk grain terminal
Competition & Consumer Protection 2021-10-07 2:30 pm By Bianca Hrovat

The Australian Competition and Consumer Commission has launched an investigation into logistics company Qubeā€™s recent $90 million acquisition of the Newcastle Agri Terminal.

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Raptis Group hit with freezing order after allegedly dodging $110M in tax bills
Tax 2021-10-05 6:35 pm By Cindy Cameronne

The Australian Taxation Office has won an urgent bid to freeze the assets of James Raptis and 11 associated entities, after accusing the Queensland property developer of dodging $109.5 million in taxes since 2000.

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AMP denies responsibility for licenseesā€™ conduct in ASICā€™s fees-for-no-service case
Financial Services 2021-10-01 8:59 pm By Cindy Cameronne

Financial services provider AMP has hit back at ASICā€™s civil penalty action alleging it charged super members fees for no service, saying it was not involved in its licenseesā€™ contraventions.

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Managed investment scheme rules stall $78M class action against NAB, Walton
Class Actions 2021-09-30 12:40 pm By Miklos Bolza

A $78 million class action against National Australia Bank and Walton Construction seeking compensation for sub-contractors after the company’s collapse has halted as lawyers scramble to comply with the managed investment scheme requirements for funded class actions implemented by the Morrison government.

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