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Payday lender Cigno loses bid to overturn ASIC’s short-term credit lending ban
Appeals 2021-06-29 10:35 pm By Cindy Cameronne

Payday lender Cigno has lost its appeal of a ruling which upheld ASIC’s first product intervention order banning the use of short-term lending models with “excessive” fees.

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Former Nuix CFO, family members caught up in $17.8M insider trading probe
White Collar 2021-06-29 2:20 pm By Christine Caulfield

The corporate regulator has secured a travel ban against the brother of former Nuix CFO Stephen Doyle as it pursues a criminal investigation of alleged insider trading by the executive and his family.

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Litigation funder sued for failing to register Queensland energy class action under new rules
Class Actions 2021-06-28 4:00 pm By Cat Fredenburgh

Energy generator Stanwell has filed a lawsuit seeking to shut down the funding for a class action brought on behalf of 50,000 customers accusing it of gaming Queenland’s energy pricing system, alleging funder LCM lacked the required licence to back the case and did not register the class action as a managed investment scheme.

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ATO challenges Shell victory over $2.2B deduction for WA gas exploration project
Appeals 2021-06-24 10:00 am By Cat Fredenburgh

The ATO is challenging a judge’s decision to allow oil giant Shell Australia $2.2 billion in deductions for the cost of certain exploration activities conducted under an acquisition that increased its stake in Woodside Energy’s Browse Basin gas exploration joint venture project.

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Judge tosses ASIC’s case against payday lenders Cigno, BHF
Financial Services 2021-06-23 9:47 pm By Cindy Cameronne

A court has dismissed ASIC’s enforcement action against payday lenders Cigno and BHF Solutions, finding the companies did not need a licence to issue loans to hundreds of thousands of consumers.

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In victory for ACCC, Full Court tosses Geowash execs’ ‘ill-founded’ appeal
Appeals 2021-06-23 11:49 am By Miklos Bolza

Two executives of failed car washing franchise Geowash have failed in their attempt to overturn a $2.7 million penalty for overcharging and misleading franchisees, with the Full Court finding they had engaged in “a consistent pattern of conduct which was deceitful and dishonest”.

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Mineralogy, ASIC spar in ‘collateral attack’ on Clive Palmer criminal case
ASIC 2021-06-22 4:38 pm By Miklos Bolza

Mineralogy is seeking declarations that its 2014 financial statements were true and fair in a court case ASIC has called a “collateral attack” on criminal proceedings brought against Clive Palmer over $12 million spent on his political aspirations.

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Noni B owner must hand over docs sought by ACMA in Spam Act investigation
Justice Anna Katzmann 2021-06-21 1:44 pm By Cat Fredenburgh

A judge has ordered Noni B owner Mosaic Brands to comply with a request for documents issued by the Australian Communications and Media Authority in relation to potential violations of the Spam Act.

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ASIC’s proposed $40M fee disclosure penalty ‘manifestly excessive’, NAB tells court
Financial Services 2021-06-18 10:08 pm By Christine Caulfield

National Australia Bank has urged a court to impose a $15 million penalty for its five-year failure to adequately disclose its adviser fees, and has argued ASIC’s push for a steeper penalty goes too far.

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ASIC defends handling of Nuix prospectus ahead of disastrous IPO
Securities 2021-06-18 2:35 pm By Christine Caulfield

The Australian Securities and Investments Commission’s new chair Joseph Longo has defended his team’s work in reviewing the Nuix prospectus before the embattled tech company’s $2.9 billion float late last year.

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