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Ex-Continental Coal secretary gets jail time for stealing, forgery
White Collar 2024-03-19 1:49 pm By Cat Fredenburgh

A former company secretary of defunct mining and exploration company Continental Coal will spend at least 2 years in jail after pleading guilty to three criminal charges, including stealing $2.2 million and forging a bank statement.

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Bloomex hit with $1M penalty for misleading star ratings, discounts
Competition & Consumer Protection 2024-03-15 4:37 pm By Sam Matthews

Online florist Bloomex has been slapped with a $1 million penalty for “serious” misleading representations about its discounts and star ratings system.

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In loss for ASIC, court finds AFSL not needed for Finder’s crypto product
Cryptocurrency 2024-03-14 4:25 pm By Cindy Cameronne

In a loss for the Australian Securities and Investments Commission, a judge has found that comparison website Finder did not need a financial services licence to sell its cryptocurrency product Finder Earn because it was not a financial product.

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‘Diamond Joe’ Gutnick cops 4-year ban after failure of three companies
ASIC 2024-03-08 3:26 pm By Sam Matthews

ASIC has banned mining magnate Joseph ‘Diamond Joe’ Gutnick from managing corporations for four years because of his involvement in three companies that went under owing at least $43 million to creditors. 

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AUSTRAC opens money laundering investigation into Bet365
AUSTRAC 2024-03-07 2:22 pm By Cat Fredenburgh

Financial crimes regulator AUSTRAC has launched an enforcement investigation into British online betting company Bet365, after receiving an audit report on the company’s compliance with anti-money laundering and counter-terrorism financing laws.

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ACCC to take on misleading influencers, in-app purchases
Competition & Consumer Protection 2024-03-07 9:31 pm By Cat Fredenburgh

The ACCC will attempt to make online shopping less treacherous for consumers this year, vowing to take enforcement action against misleading influencers, online reviews, in-app purchases and price comparison sites.

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ASX pays $1.05M fine for ‘careless’ pre-trade transparency failure
Securities 2024-03-07 2:57 pm By Christine Caulfield

ASX Limited has paid a $1,050,000 fine after the corporate regulator pinged it with an infringement notice for failing to comply with market integrity rules — a first against the market operator.

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Optus hit with $1.5M penalty for breaking public safety rules
Telecommunications 2024-03-06 3:29 pm By Sam Matthews

Optus has paid a $1.5 million penalty after an investigation by the Australian Communications and Media Authority revealed breaches of public safety rules.

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ACCC won’t appeal loss in challenge to $4.9B ANZ, Suncorp merger
Competition & Consumer Protection 2024-03-05 9:52 pm By Cat Fredenburgh

The competition regulator will not appeal a tribunal ruling that set aside its decision to block the $4.9 billion merger between ANZ and Suncorp, but promised it will continue to scrutinise the banking industry.

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OAIC’s decision to refuse second Optus class action complaint quashed
Privacy & Cybersecurity 2024-03-04 10:11 pm By Sam Matthews

A judge has quashed the OAIC’s decision to reject a second class action-style complaint filed over the massive Optus data breach, finding the Privacy Act does not bar second-in-time proceedings. 

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