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AAT overlooked deterrence in overturning SMSF auditor’s disqualification
ASIC 2022-12-05 11:42 pm By Cat Fredenburgh

A judge has set aside a tribunal’s decision not to disqualify a SMSF auditor for breaching independence rules, finding the tribunal had failed to consider general deterrence.

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New IR legislation shakes up Fair Work Act
Employment 2022-12-02 10:17 pm By Sam Matthews

The Albanese government has succeeded in advancing labor reforms that it says will strengthen access to wage bargaining, encourage job security and gender equity, and bolster the role of the Fair Work Commission.

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Vanguard hit with penalty for misleading investors about ‘ethical’ fund
ASIC 2022-12-02 1:42 pm By Sam Matthews

Vanguard Investments has coughed up almost $40,000 for allegedly misleading investors about funds that purportedly did not invest in companies that sell or manufacture tobacco.

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ACCC flags ‘significant concerns’ with Cochlear’s $170M acquisition of Oticon Medical
Corporate 2022-12-01 5:09 pm By Christine Caulfield

The competition regulator has detailed “significant” concerns with Cochlear’s proposed acquisition of Oticon Medical, saying Thursday a tie-up would cut to three the number of cochlear implant suppliers in Australia.

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‘Widespread and serious’: AUSTRAC takes aim at Star over money laundering compliance
Gaming 2022-11-30 3:39 pm By Sam Matthews

AUSTRAC has filed Federal Court action against Star Entertainment, alleging “widespread and serious non-compliance” with anti-money laundering laws.

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‘Banks aren’t perfect’: Judge tosses ASIC’s case against CBA over monthly account fees
Financial Services 2022-11-29 4:50 pm By Sam Matthews

ASIC has lost a case accusing the Commonwealth Bank of Australia of hitting customers with $55 million in unauthorised fees, with a judge finding that nearly 1 million customers charged the fees should have known that even banks “sometimes make mistakes”.

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Buscopan cartel yields $2M penalty, landmark sentence for exec
Competition & Consumer Protection 2022-11-29 4:01 pm By Cat Fredenburgh

A judge has hit Alkaloids of Australia with a nearly $2 million penalty for engaging in cartel conduct and sentenced its former export manager to a term of imprisonment for his involvement in fixing prices for a key chemical in anti-spasmodic drug Buscopan.

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Payday lender resists ASIC push for injunction, citing fear of contempt
Financial Services 2022-11-28 11:02 pm By Cindy Cameronne

Payday lenders BHF Solutions and Cigno are fighting ASIC’s bid for an injunction barring them from breaching consumer credit laws, with BHF claiming it should not be exposed to contempt.

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ASIC issues stop orders on Perpetual crypto funds
Financial Services 2022-11-25 6:07 pm By Sam Matthews

The Australian Securities and Investments Commission has placed interim stop orders on two crypto funds distributed by Perpetual Investment Management Limited, citing the need to protect retail clients from investing in risky, volatile funds.

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Fintech Block Earner latest target of ASIC’s crackdown on crypto
Financial Services 2022-11-23 10:03 pm By Christine Caulfield

Fintech company Block Earner has been hit with enforcement action by the corporate regulator alleging it sold crypto asset products without a licence and operated an unregistered managed investment scheme.

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